About Us

The Board of Directors and the Management

China First Capital Group LimitedFirst Capital Financial Group LimitedFirst Capital Fund Management LimitedFirst Capital Securities LimitedFirst Capital Asset Management LimitedFirst Capital International Finance LimitedStirling Coleman Capital LimitedFirst Capital International Holdings Limited

CHINA FIRST CAPITAL GROUP LIMITED

WILSON SEA - CHAIRMAN AND EXECUTIVE DIRECTOR

From 1997 to 2004, Dr. Wilson Sea worked in Minsheng Securities Co., Ltd. as an assistant to president, president and chairman, responsible for the investment banking business, the business of research department, planning and development of the company. From 2004 to 2007, he was the chairman of the board of Kaifeng Lanwei Highway Development Company Limited* (開封市蘭尉高速公路發展有限公司). He worked as the vice-chairman of the board of Yubei (Xinxiang) Power Steering System Co., Ltd. from 2007 to 2011. Dr. Sea obtained a bachelor’s degree in economics from Henan University in 1986. He further obtained a master’s degree and a doctoral degree in economics from Fudan University in 1992 and 1995 respectively. He was appointed as a professor by Henan University in 1995.

Dr. Sea is responsible for the general strategic planning, business planning and co-ordination of the Group, as well as for supervision of the enforcement and execution of the management’s strategies.

ZHU HUANQIANG - CO-CEO AND EXECUTIVE DIRECTOR

From 1997 to 2010, Dr. Zhu Huanqiang held various positions at the CSRC, including serving as a director of Inspection Division II of the Department of Intermediary Supervision of the CSRC and a deputy director of Heilongjiang Regulatory Bureau of the CSRC. From 2011 to 2016, he served as a deputy general manager of China Securities Finance Corporation Limited (“CSF”) and a member of the Committee of Communist Party of China of CSF. Dr. Zhu is a qualified lawyer in China. He obtained a master’s degree in law with a major in civil law from Southwest University of Political Science and Law in 1996 and a doctoral degree in law with a major in civil and commercial law from China University of Political Science and Law in 2006.

Dr. Zhu has substantial experience in the capital market. He is principally responsible for the management and development of the education operation business and financial services business of the Group.

ZHAO ZHIJUN - CO-CEO AND EXECUTIVE DIRECTOR

Mr. Zhao Zhijun worked for the general office of the Zhengzhou Office of the CSRC from 1999 to 2002. He served as a general manager of Nanyang business department of Minsheng Securities Co., Ltd. from 2002 to 2005. Mr. Zhao graduated from Central South University with a master’s degree in philosophy in 2004.

Mr. Zhao has substantial experience in management in automobile shock absorber industry. He is principally responsible for the management and development of the automotive parts business of the Group.

LI HUA - NON-EXECUTIVE DIRECTOR

Mr. Li Hua worked at Sichuan Branch of the Bank of China Limited from 2003 to 2015. Since 2015, he has been the chairman of Sichuan Tongweisheng Industrial Limited* (四川通偉盛實業有限公司).

Mr. Li graduated from Sichuan University in 2003 with a bachelor of engineering majoring in software engineering. Mr. Li possessed the qualification of National Counselling Psychologist (Class Three).

CHU KIN WANG, PELEUS - INDEPENDENT NON-EXECUTIVE DIRECTOR

Mr. Chu Kin Wang, Peleu has over 20 years of experience in corporate finance, audit, accounting and taxation. Mr. Chu was or has been an executive director, a non-executive director or a senior management personnel of the following companies listed on the Main Board of the Stock Exchange: (a) Global Mastermind Capital Limited (formerly known as Mastermind Capital Limited) (stock code: 905): executive director from September 2005 to March 2007; (b) Chinese People Holdings Company Limited (formerly known as Chinese People Gas Holdings Company Limited) (stock code: 681): executive director since December 2008 and deputy chairman since March 2015; (c) Perfect Group International Holdings Limited (stock code: 3326): non-executive director from August 2015 to February 2017; and (d) Suncity Group Holdings Limited (formerly known as Sun Century Group Limited) (stock code: 1383): company secretary from February 2007 to September 2010. Mr. Chu was or has been also an independent non-executive director of the following companies listed on the Main Board or the Growth Enterprise Market of the Stock Exchange: (a) Tianli Holdings Group Limited (formerly known as EYANG Holdings (Group) Co., Limited) (stock code: 117): since April 2007; (b) Sustainable Forest Holdings Limited (formerly known as Bright Prosperous Holdings Limited) (stock code: 723): from January 2008 to August 2010; (c) Huayu Expressway Group Limited (stock code: 1823): since May 2009; (d) Flyke International Holdings Ltd. (stock code: 1998): since February 2010; (e) SuperRobotics Limited (formerly known as SkyNet Group Limited) (stock code: 8176): since March 2012; (f) Telecom Service One Holdings Limited (transferred listing from the Growth Enterprise Market (stock code: 8145): to the Main Board of the Stock Exchange (stock code: 3997)): from April 2013 to December 2017; (g) National Agricultural Holdings Limited (formerly known as Qianlong Technology International Holdings Limited) (stock code: 1236): from June 2015 to September 2015; (h) Madison Holdings Group Limited (formerly known as Madison Wine Holdings Limited) (stock code: 8057): since September 2015; (i) Mingfa Group (International) Company Limited (stock code: 846): since November 2016; (j) PT International Development Corporation Limited (formerly known as ITC Corporation Limited) (stock code: 372): from March 2017 to September 2017; and (k) China Huishan Dairy Holdings Company Limited (stock code: 6863): from June 2017 to December 2017.

Mr. Chu graduated from the University of Hong Kong with a master’s degree in Business Administration. Mr. Chu is a fellow member of the HKICPA and the Association of Chartered Certified Accountants. He is also an associate member of both the Institute of Chartered Secretaries and Administrators and the Hong Kong Institute of Company Secretaries.

Du Xiaotang - INDEPENDENT NON-EXECUTIVE DIRECTOR

Dr. Du Xiaotang, aged 45, has over 16 years of experience in corporate finance, capital market, private equity investment, merger and acquisitions and legal compliance advisory to listed companies. He obtained a bachelor degree of education from Henan University in June 1996, a master degree in law from Henan University in June 2002, and a doctorate degree in economics from Fudan University in June 2005. Dr. Du commenced his career in Henan University as a teacher from July 1996 to June 2002. Between June 2003 and July 2013, Dr. Du was an associate and a partner at Grandall Law Firm successively, a law firm in the People’s Republic of China. Dr. Du is now acting as a department managing director of China Everbright Limited, a company listed on the Stock Exchange (stock code: 165). He is also currently (i) an executive director and the assistant chief executive officer of Kinergy Corporation Ltd., a company listed on the Stock Exchange (stock code: 3302), (ii) an independent non-executive director of China Tianrui Group Cement Company Limited, a company listed on the Stock Exchange (stock code: 1252), and (iii) an independent director of Sichuan Jinlu Group Co., Ltd.* (四川金路集團股份有限公司), a company listed on the Shenzhen Stock Exchange (stock code: 000510).

WANG SONG - INDEPENDENT NON-EXECUTIVE DIRECTOR

Mr. Wang Song worked at China CITIC Bank Corporation Limited from July 2010 to June 2012, after which he worked as a practising lawyer at Sichuan Mingju Law Firm* (四川明炬律師事務所) (formerly known as Sichuan Anxu Law Firm* (四川安序律師事務所) before the merger in August 2013) since March 2013.

Mr. Wang obtained his bachelor’s degree in law from Peking University in July 2013 and is now practising as a lawyer in China. He has over six years of experience in providing legal advice for corporate, commercial and investment transactions in China.

HUNG MAN YUK, DICSON - COMPANY SECRETARY

Mr. Hung Man Yuk, Dicson has been the Company Secretary and authorised representative of the Company since 1 March 2012. Mr. Hung has extensive experience in accounting, financial control and compliance. Mr. Hung has been appointed executive of several companies listed on the Stock Exchange, including qualified accountant, chief financial officer and company secretary of Zhongtian International Limited (stock code: 2379) from 2007 to 2008, company secretary of Come Sure Group (Holdings) Limited (stock code: 794) from 2010 and China Tian Lun Gas Holdings Limited (stock code: 1600) from 2017 respectively.

Mr. Hung obtained a master’s degree in finance from Curtin University of Technology in 2002. He was admitted a member of the HKICPA in 2004 and a fellow member of the Chartered Association of Certified Accountants in 2006. He is also a member of the Hong Kong Institute of Directors.

WANG HUI - CHIEF FINANCIAL OFFICER

Dr. Wang Hui is a non-practicing member of the China Association of Certified Public Accountants. He served as investment manager of Henan Hexie Venture Capital Management Co., Ltd.* (河南合協創業投資管理有限公司) from September 2006 to February 2008; chief financial officer of Nanyang Pukang Pharmaceutical Co., Ltd. *(南陽普康藥業有限公司) from March 2008 to January 2012; chief financial officer of Shenzhen Huaxin Equity Investment Fund Management Co., Ltd.* (深圳華信股權投資基金管理有限公司) from February 2012 to December 2013; and general manager of Shenzhen Huaxinbainian Equity Investment Fund Management Co., Ltd.* (深圳華信柏年股權投資基金管理有限公司) from January 2014 to December 2015.

Dr. Wang graduated from Shanghai University of Finance and Economics (“SUFE”) in 2000 and obtained a bachelor’s degree in economics with major in asset valuation and management. In 2003, he obtained a master’s degree in economics from School of Public Economics and Management of SUFE. In 2007, he further obtained a doctoral degree in management from School of Accounting of SUFE.

HE YAOBIN - DEPUTY CHIEF EXECUTIVE OFFICER

Mr. He Yaobin has many years of experience in venture capital and business management. He served as a vice president and a director of companies engaged in venture capital and fund management. He is familiar with the financial systems, financing platforms, and capital market operations both within China and overseas. He participated in many merger and acquisition projects as well as investment analyses and decision-making within and outside China.

SUN BO - DEPUTY CHIEF EXECUTIVE OFFICER

Ms. Sun Bo served as a senior manager of Minsheng Securities Co., Ltd. from December 1996 to February 2002, an investor relations vice president of Zhongyu Gas Holdings Limited (transferred listing from the Growth Enterprise Market (stock code: 8070) to the Main Board of the Stock Exchange (stock code: 3633)) from June 2004 to August 2010 and an executive director of Great China Properties Holdings Limited (formerly known as Beauforte Investors Corporation Limited) (a company listed on the Main Board of the Stock Exchange, stock code: 21), from June 2006 to June 2007.

Ms. Sun was awarded a master of business administration from Anglia Polytechnic University in the United Kingdom in 2004.

LI MINWEN - DEPUTY CHIEF EXECUTIVE OFFICER

From July 1996 to December 1999, Ms. Li Minwen served as a deputy general manager of the Beijing management headquarter of Shenyin & Wanguo Securities Company Limited. From October 2000 to July 2009, she served as the secretary-general and a deputy secretary-general of the Securities Association of Beijing respectively. From July 2009 to February 2013, she served as a deputy general manager of the securities brokerage business department of Beijing branch of China Merchants Securities Co., Limited. From February 2013 to November 2016, she served as an executive director and head of channel management department of China Merchants Securities (HK) Co., Limited.

Ms. Minwen obtained a bachelor’s degree in finance from Xinjiang College of Finance and Economics in 1990 and a master’s degree in economics from Finance Research Institute of the People’s Bank of China* (中國人民銀行金融研究所) in 1993.

ZONG BIN - DEPUTY CHIEF EXECUTIVE OFFICER

Mr. Zong Bin has substantial experience in financial investment and provision of immigration financial services. He has been the chief executive officer of First Capital International Holdings Limited since April 2015 and a director of FC Fund since March 2016.

Mr. Zong graduated from University of Bradford with a master of arts degree in marketing practice in 2006 and obtained a master’s degree of business administration (executive) at City University of Hong Kong in 2018.

LIU CHANG - CHIEF OPERATING OFFICER

Ms. Liu Chang worked in senior management positions at a number of companies and financial institutions, and is well-versed in corporate management, human resources, branding, and corporate team building. She has a wealth of experience in corporate operations processes and operating standards with outstanding capabilities in business management and business team leadership.

FIRST CAPITAL FINANCIAL GROUP LIMITED

LI MINWEN - CHAIRMAN

From July 1996 to December 1999, Ms. Li Minwen served as a deputy general manager of the Beijing management headquarter of Shenyin & Wanguo Securities Company Limited. From October 2000 to July 2009, she served as the secretary-general and a deputy secretary-general of the Securities Association of Beijing respectively. From July 2009 to February 2013, she served as a deputy general manager of the securities brokerage business department of Beijing branch of China Merchants Securities Co., Limited. From February 2013 to November 2016, she served as an executive director and head of channel management department of China Merchants Securities (HK) Co., Limited.

Ms. Minwen obtained a bachelor’s degree in finance from Xinjiang College of Finance and Economics in 1990 and a master’s degree in economics from Finance Research Institute of the People’s Bank of China* (中國人民銀行金融研究所) in 1993.

MICHAEL ZONG - CEO

Mr. Zong Bin has substantial experience in financial investment and provision of immigration financial services. He has been the chief executive officer of First Capital International Holdings Limited since April 2015 and a director of FC Fund since March 2016.

Mr. Zong graduated from University of Bradford with a master of arts degree in marketing practice in 2006 and obtained a master’s degree of business administration (executive) at City University of Hong Kong in 2018.

LIU CHANG - CHIEF OPERATING OFFICER

Ms. Liu Chang worked in senior management positions at a number of companies and financial institutions, and is well-versed in corporate management, human resources, branding, and corporate team building. She has a wealth of experience in corporate operations processes and operating standards with outstanding capabilities in business management and business team leadership.

FIRST CAPITAL FUND MANAGEMENT LIMITED

MICHAEL ZONG - CHAIRMAN

Mr. Zong Bin has substantial experience in financial investment and provision of immigration financial services. He has been the chief executive officer of First Capital International Holdings Limited since April 2015 and a director of FC Fund since March 2016.

Mr. Zong graduated from University of Bradford with a master of arts degree in marketing practice in 2006 and obtained a master’s degree of business administration (executive) at City University of Hong Kong in 2018.

FIRST CAPITAL SECURITIES LIMITED

CHAN YIM YIM - MANAGING DIRETCOR

Ms. Chan Yim Yim has more than 14 years of experience in the financial industry in Greater China. Prior to joining First Capital Asset Management Limited, Ms. Chan was Director of CMS Asset Management (Hong Kong) Company Limited and CMS Capital (Hong Kong) Company Limited where she led the team to accomplish various business infrastructure; set up and launched private equity funds, hedge funds, and direct investment funds as well as discretionary account business; and established and launched SFC authorised public funds, such as ETFs, RQFII bond funds, RQFII equity funds (CIES Funds), QDII funds, and etc.; and was responsible for overall corporate operations, including fund raising, marketing, investment, and operations.

Before that, she was a senior manager of China Merchants Securities (Hong Kong) Company Limited and a trader of JS Cresvale International Company Limited.

Ms. Chan is a Responsible Officer of SFC Type 9 regulated activities; She was award an MBA from the University of Manchester and BBA from the Hong Kong University.

Ho CHAK SUM- VICE PRESIDENT

Mr. Ho Chak Sum has nearly 10 years of experience in the securities dealing industry and familiar with operation in SFC Type 1 regulated activities . He has worked in local and international brokerage firms to manage retail and institutional investor business and development. He has also been involved in the IPO placements and secondary market placements.

Mr. Ho is a Responsible Officer of SFC Type 1 regulated activities.

FIRST CAPITAL ASSET MANAGEMENT LIMITED

MS. CHAN YIM YIM - HEAD OF ASSET MANAGEMENT

Ms. Chan Yim Yim has more than 14 years of experience in the financial industry in Greater China.

Prior to joining First Capital Asset Management Limited, Ms. Chan was Director of CMS Asset Management (Hong Kong) Company Limited and CMS Capital (Hong Kong) Company Limited where she led the team to accomplish various business infrastructure; set up and launched private equity funds, hedge funds, and direct investment funds as well as discretionary account business; and established and launched SFC authorised public funds, such as ETFs, RQFII bond funds, RQFII equity funds (CIES Funds), QDII funds, and etc.; and was responsible for overall corporate operations, including fund raising, marketing, investment, and operations.

Before that, she was a senior manager of China Merchants Securities (Hong Kong) Company Limited and a trader of JS Cresvale International Company Limited.

Ms. Chan is a Responsible Officer of SFC Type 9 regulated activities; She was award an MBA from the University of Manchester and BBA from the Hong Kong University.

MR. OU YANG KUO RUEI – DEPUTY HEAD OF ASSET MANAGEMENT

Mr. Ou Yang Kuo Rei has more than 14 years of experience in the financial industry in Greater China.

Prior to joining First Capital Asset Management Limited, Mr. Ou Yang was Head of Asset Management and China Business of Chong Hing Bank Limited and was responsible for RQFII business and China on-shore financial markets business.

Before that, he was Head of Product Development of Core Pacific Yamaichi International (Hong Kong) Limited and was responsible for retail investment products, including funds, bonds, and insurance products. He was responsible for business development and strategy and product management and fund distribution of hedge fund product line when he served as Senior Manager of KGI Wealth Management Limited and Director of KGI Capital Asia Limited. He served as a trader/senior Manager in JS Cresvale International Company Limited.

He is a Responsible Officer of SFC Type 1, 4, and 9 regulated activities. He was awarded an MBA from Baruch College, City University of New York.

FIRST CAPITAL INTERNATIONAL FINANCE LIMITED

WANG HUI - CHIEF FINANCIAL OFFICER AND DIRECTOR

Dr. Wang Hui is a non-practicing member of the China Association of Certified Public Accountants. He served as investment manager of Henan Hexie Venture Capital Management Co., Ltd.* (河南合協創業投資管理有限公司) from September 2006 to February 2008; chief financial officer of Nanyang Pukang Pharmaceutical Co., Ltd. *(南陽普康藥業有限公司) from March 2008 to January 2012; chief financial officer of Shenzhen Huaxin Equity Investment Fund Management Co., Ltd.* (深圳華信股權投資基金管理有限公司) from February 2012 to December 2013; and general manager of Shenzhen Huaxinbainian Equity Investment Fund Management Co., Ltd.* (深圳華信柏年股權投資基金管理有限公司) from January 2014 to December 2015.

Dr. Wang graduated from Shanghai University of Finance and Economics (“SUFE”) in 2000 and obtained a bachelor’s degree in economics with major in asset valuation and management. In 2003, he obtained a master’s degree in economics from School of Public Economics and Management of SUFE. In 2007, he further obtained a doctoral degree in management from School of Accounting of SUFE.

CAMERON MA - MANAGING DIRECTOR

Prior to joining the Company, Mr. Cameron was the Head of M&A, Executive Director of Bocom International (Asia) Limited and has worked in several professional firms such as KPMG Corporate Finance Limited of Hong Kong, KPMG Advisory (China) Ltd, Corporate Finance of Beijing and E&Y Consulting (Now Capgemini) of London etc. With more than ten years’ strong industry and management experience, Mr. Ma is familiar with the financial market developments of Hong Kong, China and overseas. Mr. Ma has studied and worked in the UK for many years, holding a PhD in Accountancy and has published many academic papers in several professional academic journals.

PHILIP KAN - DIRECTOR

Mr. Philip is active in merger and acquisition activities in the Region. Since 2000, the investment banking business which he co-founded launched IPO and was listed on HKEx; Mr Kan served there as executive director till 2004. He also served as executive director and independent non-executive director of 2 other companies listed on HKEx. Previously, Mr Kan served senior management positions in the banking and commercial sectors in Hong Kong for over 20 years; the institutions he served including HSBC, First Pacific Bank, ABN Bank, Security Pacific Bank, Bank of America, and GEC etc.

Currently Mr. Philip is appointed as Member of Town Planning Board and Rural and New Territories Planning Committee, Member of Board of Management of Chinese Permanent Cemeteries, Member of Disciplinary Committee of HK Institute of CPA, and Member of Board of Trustees of HK Jockey Club Music & Dance Fund, of the Government of HKSAR.

Mr. Philip holds Diploma in Business Management of Hong Kong Baptist University, MBA degree of Henley Business School, University of Reading, and Type 6 license (Corporate Finance) of SFC, HK.

STIRLING COLEMAN CAPITAL LIMITED

ANG KAY TIONG - CEO

Mr Ang Kay Tiong is the co-founder of Stirling Coleman and has over 24 years in investment banking. He is responsible for origination and execution of mergers & acquisitions and equity capital market transactions including initial public offerings, reverse mergers, fund raising. He oversees Stirling Coleman’s offices in Singapore, Japan and Thailand. Mr Ang is a board member of KBZ Stirling Coleman Securities Co., Ltd, a Joint Venture between KBZ Group and Stirling Coleman, which has an underwriting license for Yangon Stock Exchange in Myanmar.

Prior to co-founding Stirling Coleman in 2001, Mr Ang was the Managing Director (CEO) of Cazenove & Co. Singapore, the Singapore office of Cazenove & Co in the UK (which subsequently became JP Morgan Cazenove in 2002). Prior to his investment banking career, Mr Ang was an auditor with KPMG Singapore.

FIRST CAPITAL INTERNATIONAL HOLDINGS LIMITED

MICHAEL ZONG - CHAIRMAN

Mr. Zong Bin has substantial experience in financial investment and provision of immigration financial services. He has been the chief executive officer of First Capital International Holdings Limited since April 2015 and a director of FC Fund since March 2016.

Mr. Zong graduated from University of Bradford with a master of arts degree in marketing practice in 2006 and obtained a master’s degree of business administration (executive) at City University of Hong Kong in 2018.