First Capital International Finance Limited, incorporated in Hong Kong in February 2016, has been conditionally* approved by the Securities & Futures Commission of Hong Kong (“SFC”) for a license to perform Type 6 regulated activity (advising on corporate finance) and provide financial advisory services for matters relating to the “Codes on Takeovers and Mergers and Share Buy-backs” (“Takeovers Code”) in Hong Kong under Chapter 571 of the Securities and Futures Ordinance of Hong Kong on 25 October 2016.
THE SCOPE OF SERVICES OF FIRST CAPITAL INTERNATIONAL FINANCE
(1) FINANCIAL ADVISORY AND M&A BUSINESS
As an M&A agency to assist customers in finding and selecting strategic investors and/or cross-border M&A targets
As a coordinator of M&A projects, to help arrange and coordinate the efforts of all necessary professional service providers (such as lawyers, auditors and valuers) in project execution, and negotiate the transaction with all relevant parties in relation to the transaction on behalf of the client
To provide advisory on financial matters including financial, legal, commercial and valuation due diligence (if necessary) in relation to M&A target
For any project and/or transaction involving HK-listed company, in compliance with applicable Hong Kong Listing Rules and/or the GEM Listing Rules, as well as the Codes on Takeovers and Mergers and Share Repurchases, design the proposal for the client and/or advise the client on financial matters, including but not limited to:
- M&A of controlling stake in HK–listed company;
- Notifiable transaction and/or connected transaction;
- Application for resumption of trading; and
- Rights issue and placement, etc.
(2) EQUITY CAPITAL MARKET (ECM) AND FINANCING ADVISORY BUSINESS
To arrange IPO and underwriting and/or follow-on financing in the secondary capital market together with First Capital Securities under China First Capital Group
To assist execution of underwriting and/or placing projects and formulate capital market transactions
To maintain the strategic investor and professional intermediary network
To provide customers with one-stop financial advisory services that meet their capital needs, including designing different financing solutions, such as:
- Bridge financing;
- Mortgage/ secured loans;
- Private equity/ direct investment;
- Bonds, bills and notes;
*Note: First Capital International Finance will provide services according to the terms and conditions of the license.