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First Capital Securities is among TOP10 of the Chinese companies underwriting IPO in Hong Kong in2017, highlighting the advantages of education-focused boutique investment banking

2018.01.19

The latest data disclosed by Wind shows that in 2017 the Hong Kong stock IPO market peaked again, and First Capital Securities Co., Ltd., established only for two years, is emerging. According to the number of IPOs in HK of Chinese companies underwritten in 2017, First Capital Securities is ranked 9th among 192 underwriters engaged in related businesses, with the same number of underwriting contracts as BOCI (Asia), Galaxy International (Hong Kong), Morgan Stanley Asia, China Merchants Securities (Hong Kong), Guotai Junan (Hong Kong) and other domestic and foreign leading firms.


First Capital Securities Limited Incorporated in Hong Kong in July 2015, a member of CFCG. In November 2015, was approved as a registered and licensed securities dealer by the Hong Kong Securities and Futures Commission (Securities & Futures Commission of Hong Kong) (SFC), with a license for dealing in securities (Type 1), while becoming an exchange participant of the Hong Kong Stock Exchange. In order to strengthen its key businesses continually, in July 2017, First Capital Securities obtained SFC approval to conduct (Type 4) (advice on Securities) regulated activities. First Capital Securities is principally engaged in various types of securities brokerage businesses, including securities brokerage, primary market underwriting and placement, secondary market securities trading and bonds, which are all regulated by SFC. In addition to providing traditional entrusted telephone trading, the company also has a completely electronic trading platform, enabling clients to trade by selecting the appropriate channel to address their individual needs.
As the new participant in the Hong Kong stock market, First Capital Securities has become one of the Top 20 securities underwriters in just two years. Its resources in the education industry and its professionalism are the key to its success.


Among the 5 mainland private education group listed in Hong Kong in 2017, First Capital Securities participated in three of them. In addition, it also participated in the world's largest IPO project - Postal Savings Bank of China, and Henan's largest commercial bank - Zhongyuan Bank Co., Limited IPO project in 2017.

In the future, First Capital Securities will continue to leverage the resources and advantages of its parent company, striving to promote and improve overseas investment and financing channels for Chinese investors and enterprises and assisting foreign investors in participating in China's capital market. The company's core management team has an average finance and securities work experience of more than 15 years. They have a thorough understanding of Hong Kong's financial and China's domestic investment industries, preparing them to keep the company abreast with market trends and work more closely with clients to create a win-win situation.